-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OTPkcdhcN2rZQjeKTJqTpQdp3lVHRmH0FvPlXfhtwKkOItRYbRn6FQTV1WoBVKwV hbuHvSiRpLM8VG400HRJHg== 0001077629-06-000116.txt : 20060928 0001077629-06-000116.hdr.sgml : 20060928 20060928104643 ACCESSION NUMBER: 0001077629-06-000116 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20060928 DATE AS OF CHANGE: 20060928 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ROYALE ENERGY INC CENTRAL INDEX KEY: 0000864839 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 330224120 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-79913 FILM NUMBER: 061112718 BUSINESS ADDRESS: STREET 1: 7676 HAZARD CENTER DR STREET 2: SUITE 1500 CITY: SAN DIEGO STATE: CA ZIP: 92108 BUSINESS PHONE: 6192978505 MAIL ADDRESS: STREET 1: ROYALE ENERGY INC STE 1500 STREET 2: 7676 HAZARD CENTER DR CITY: SAN DIEGO STATE: CA ZIP: 92108 FORMER COMPANY: FORMER CONFORMED NAME: ROYALE ENERGY FUNDS INC DATE OF NAME CHANGE: 19940318 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: HOSMER DONALD H CENTRAL INDEX KEY: 0001278544 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 7676 HAZARD CENTRE DRIVE STREET 2: SUITE 1500 CITY: SAN DIEGO STATE: CA ZIP: 92108 BUSINESS PHONE: 6198812800 SC 13D/A 1 hosdon13da.htm

                                                                                                                                                    

 
 
 

Securities and Exchange Commission

Washington, D.C. 20549

 
 

SCHEDULE 13D/A

Amendment No. 1

 
 

Under the Securities Exchange Act of 1934

 
 

Royale Energy, Inc.

(Name of Issuer)

 
 

Common Stock Par Value $0.01 Per Share

(Class of Securities)

 
 

78074G200

(CUSIP Number)

 

Donald H. Hosmer

                  

With a copy to:

7676 Hazard Center Drive

                  

Lee Polson

Suite 1500

                  

Strasburger & Price, L.L.P.

San Diego, California 92108

                  

600 Congress Ave., Ste. 1600

(619) 881-2800

                  

Austin, Texas 78701

 

                  

(512) 499-3600

(Name, Address and Telephone Number of Person

Authorized to Receive Notices and Communications)

 
 

September 26, 2006

(Date of Event which Requires Filing of this Statement)

 
 

If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box [  ].

 
 

CUSIP No. 78074G200

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(1)        Names of Reporting Persons:

             Donald H. Hosmer

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(2)        Check the appropriate box if a member of a group:

             (a)  [   ]

             (b)  [X]

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(3)        SEC Use Only

 

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(4)        Source of Funds:

            PF

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(5)        Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e).

            [   ]

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(6)        Citizenship or place of organization:

             California

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Number of shares beneficially owned by each person with:

 

(7)

  

Sole voting power

  

Donald H. Hosmer

  

990,437 Shares Common

  

  

  

  

  

  

 

(8)

  

Shared voting power  

  

None

  

  

  

  

  

  

  

  

  

(9)

  

Sole dispositive power

  

Donald H. Hosmer

  

990,437 Shares Common

  

  

 

  

  

  

 

(10)

  

Shared dispositive power

  

None

  

  

             

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(11)      Aggregate amount beneficially owned by each reporting person.

             Donald H. Hosmer:             990,437 Shares Common

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(12)      Check if the aggregate amount in row (11) excludes certain shares

             [   ]

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(13)      Percent of class represented by amount in Row (11)

             13.22% (See Item 5 for calculation of outstanding shares.)

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(14)      Type of reporting person:

             IN

 
 

Introductory Note

 

On September 26, 2006, Donald H. Hosmer, president of the issuer, Royale Energy, Inc., delivered 26,000 shares of common stock of the issuer in exchange for interests in oil and gas wells drilled by the company. This amendment to Mr. Hosmer's Schedule 13D reports the exchange

 

Item 4            Purpose of Transaction

 

Donald H. Hosmer delivered 26,000 shares of common stock of Royale Energy, Inc., owned by him, to the company on September 26, 2006, in exchange for interests in oil and gas drilling projects sponsored by the company. The value of the common stock received by the company in consideration for the exchange was $146,380, based on the closing market price of the company's common stock on the NASDAQ Stock Market on June 12, 2006, the date the agreement to invest was made. Mr. Hosmer continues to hold the remainder of his common shares, equal to 13.22% of the company's common stock, as an investment. Mr. Hosmer is president and chief executive officer of Royale Energy.

 

Item 5           Interest in Securities of the Issuer

 

Person:

  

Donald H. Hosmer

No. Shares Owned:

  

990,437 Shares of Common Stock

Percent of Outstanding shares

  

13.22%*

 

  

 

Common stock outstanding at June 30, 2006

  

7,942,408*

     

*  Number of shares outstanding and percent of outstanding shares are based on the number of shares reported as outstanding in ROYL's Form 10-K for the quarter ended June 30, 2006.

 

Mr. Hosmer has sole voting and dispositive power with respect to all ROYL shares owned by him.

 
 
 

Signatures

 
 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Donald H. Hosmer

   

Date:  September 28, 2006

/s/ Donald H. Hosmer

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